AI agents that grow your brokerage.
More clients served. More productive advisors. New revenue. Agents that serve and qualify your clients 24/7, free your advisors from manual work, and turn engagement across your book into new business.
Embedded into what you already run, under your license — no CAPEX and with secure guardrails.
Key Partner terms for the founding client — early access and co-design.
Built by SeedTS · 20+ years of mission-critical engineering
Where your brokerage loses time and clients today
Day-to-day operations get stuck on tasks that could run on their own.
Fragmented stack
Messaging, CRM, email and spreadsheets disconnected — all manual.
Leads going cold
Slow response across many channels at the same time.
Overloaded advisors
Repetitive work eats the time that should go to the client.
Disengaged clients
The relationship cools right after the first contact.
Lumes AI agents take on this work inside your operation — with no team to build and no CAPEX to carry.
AI Agentic Finance
The next operating layer for financial institutions — not "AI-enabled", but genuinely agentic. Copilots suggest. Lumes agents suggest and execute — they do the work end to end.
They execute, not just suggest
They serve, qualify, log and engage end to end.
Agent-to-agent orchestration
The journey runs as a continuous loop, with no manual action from the advisor.
Agentic infra included
Compute, MLOps, models and orchestration (LLMs/MCP) are on Lumes.
Under your license
They operate within your regulatory framework, with guardrails and an audit trail.
Native social layer
The only agentic finance that is also social investing.
Engagement becomes revenue
Interaction converts into acquisition, retention and new revenue.
Agents embedded into what you already run
Integrate
A layer over your legacy. Plug-and-play connectors, no disruption to your stack.
Execute
Agents serve, qualify, log and engage — autonomous and coordinated.
Under your license
Everything runs in your regime: suitability, disclaimers and audit.
Generate revenue
The social layer converts engagement into new, shared revenue.
What Lumes does for your brokerage
Stronger relationships
AI brings the brokerage closer to every client, with personalized service at scale.
More productive advisors
Agents take on repetitive work; the advisor focuses on relationship and closing.
Smart engagement
Communication and next-best-action by profile and portfolio, at the right moment.
Lead generation
The social layer turns engagement across your book into new organic leads.
Serves every client, 24/7
AI that understands and resolves each client's need, any time of day.
Higher retention
Monitors the relationship, anticipates disengagement and acts to keep the client.
Types of AI agents
Each agent takes on one front of your brokerage's operation.
Service, Qualification & Groups
Responds to leads, captures profile, logs to the CRM, organizes groups and books meetings.
Features: Multichannel service · Agent orchestration · Automatic CRM logging · Smart scheduling · Group management
Copilot for Pre, During & Post-Meeting
Prepares the client briefing for the advisor, suggests questions and points to watch during the conversation. Generates a summary, next steps and a CRM update.
Features: Client briefing · Suggested questions · Summary and next steps · CRM update
Engagement
Suggests personalized communications by profile and portfolio.
Features: Smart segmentation · Personalized content · Client-profile understanding · Continuous follow-up
Internal Chat
Lets you query clients, products and opportunities in natural language.
Features: Semantic search · Consolidated information · Report generation · Advisor support
Coming soon: Groups agent — management and monetization of communities and VIP groups.
Every engaged client brings the next one
- ✦New clients from your book — your clients share and attract organic leads to the brokerage. Acquisition that costs no media spend.
- ✦More loyal clients — gamification and continuous engagement keep the book active and raise retention.
- ✦Relationships on your radar — satisfaction and engagement measured; VIP groups you can monitor and monetize.
Real-time (Kafka/Confluent) · API-first (Apigee/Google) · Agentic (LLMs/MCP)
Guardrails by design — autonomy with control
Autonomous agents, yes — but within limits you define and audit.
Permissions and scope
Agents operate with granular permissions: they only execute what's authorized.
Audit trail
Every action logged and traceable — who, what and when.
Data under your license
Per-client isolation; use and residency per your regime. No leakage between institutions.
Human-in-the-loop
Human approval points where risk or regulation require it.
Security inherited from SeedTS — enterprise mission-critical engineering — and native compliance with your applicable regulatory framework.
All of it in one layer, under your license
Relationships, productivity, engagement and revenue — together, inside your app.
One single layer
Service, advisor productivity, engagement and new revenue in one place — not several scattered tools.
Embedded into what you run
Integrates with your legacy without disruption. You don't build an AI team or carry CAPEX.
Under your license, with guardrails
Autonomy with control: permissions, audit trail and regulatory compliance.
The platform stops being a cost and starts generating revenue
The social layer turns your book's engagement into value — for your client and for the brokerage.
Your client always has more
Continuous access to new and premium features inside the app — the experience never stands still.
The brokerage wins too
Engagement becomes new revenue, shared with you. When the client prospers, you prosper.
From cost to revenue engine
The platform stops being a line of expense and starts contributing to your results.
Every lead left unanswered becomes a competitor's client.
While your team is split between messaging, CRM and spreadsheets, the lead goes cold and the advisor loses hours. Agents that serve 24/7 change that — under your license, with no CAPEX.
or write directly: leonardo.policarpo@lumes.io